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Interview of John Lott, Jr, by Reason Online
To Purchase: More Guns, Less Crime By: John Lott, Jr.
Cold Comfort: An Interview with John R. Lott
Reason magazine -- January 2000
Cold Comfort Economist John Lott discusses the benefits of guns--and the hazards of pointing
them out.
Interviewed by Jacob Sullum and Michael W. Lynch
Until recently, when he bought a 9-mm Ruger after his own research impressed
upon him the value of gun ownership, John Lott had no personal experience with
firearms, aside from one day of riflery in summer camp when he was 12. That
fact did not stop a reviewer of Lott's 1998 book, More Guns, Less Crime
(University of Chicago Press), from labeling him a "gun nut." Writing in
The American Prospect, Edward Cohn also identified Lott as "a leading
loon of the Chicago School of economics, known for its ultra-market ideology."
But that was gentle--a backhanded compliment, even--compared to the attacks
from anti-gun activists, who accused Lott of producing his landmark study at
the behest of the gun industry.
Lott, now a senior research scholar at Yale Law School, used to be the John M.
Olin Law and Economics Fellow at the University of Chicago. That position, like
similar ones at other major universities, was endowed by a foundation based on
the personal fortune of the late John M. Olin, former chairman of the Olin
Corporation. Among many other things, the Olin Corporation makes Winchester
ammunition. These facts led Kristen Rand of the Violence Policy Center to
conclude that "Lott's work was, in essence, funded by the firearms industry"--a
charge that was echoed by other gun control ad-vocates, including Charles
Schumer, then a Democratic representative from New York and now a senator.
Never mind that assuming the Olin Foundation takes orders from "the firearms
industry" is like assuming the Ford Foundation does the bidding of automakers.
Never mind that Olin fellows are chosen by faculty committees, not by the
foundation (with which Lott never had any contact). Proponents of gun control
were desperate to discredit Lott, because his findings contradicted their dark
predictions about what would happen if states allowed law-abiding citizens to
carry concealed handguns.
Analyzing 18 years of data for more than 3,000 counties, Lott found that
violent crime drops significantly when states switch from discretionary permit
policies, which give local officials the authority to determine who may carry a
gun, to "shall issue" or "right-to-carry" laws, which require that permits be
granted to everyone who meets certain objective criteria. That conclusion,
first set forth in a 1997 paper that Lott co-authored with David Mustard,
now an economist at the University of Georgia, heartened defenders of gun
ownership and dismayed their opponents. Arguing that "shall issue" laws are
beneficial, while other gun laws are ineffective at best, Lott quickly became
one of the most widely cited--and reviled--scholars in the gun control
debate.
Though it was the gun issue that brought Lott notoriety, it hasn't been the
focus of his career. The 41-year-old economist, who earned his Ph.D. at UCLA,
has published papers on a wide variety of topics, including professional
licensing, criminal punishment, campaign finance, and public education. Last
summer he published Are Predatory Commitments Credible? (University of
Chicago Press), a skeptical look at theories of predatory pricing, and he is
working on a book about the reputational penalties faced by criminals, a
longstanding interest. In addition to his positions at Yale and the University
of Chicago, Lott has served as chief economist at the U.S. Sentencing
Commission and taught at UCLA and the University of Pennsylvania, among other
schools. He lives in Swarth-more, Pennsylvania, with his wife and four
children. Senior Editor Jacob Sullum and Washington Editor Michael Lynch talked
to Lott at his Yale Law School office in mid-October.
Reason:
How did you become interested in guns?
John R. Lott Jr.:
About six years ago, I was teaching a class dealing with
crime issues at the University of Pennsylvania, and it dawned on me that my
students would be interested in some papers on gun control. It forced me to
look at the literature systematically to decide what papers to assign to the
class. I was shocked by how poorly done the existing research on guns and crime
was.
You had very small samples. By far the largest previous study on guns and crime
had looked at just 170 cities within a single year, 1980. Most of the rest
looked at, say, 24 counties or 24 cities within a single year. No one had tried
to account for things like arrest rates or conviction rates or prison sentence
lengths. And the studies were all very limited in the sense that they were
purely cross-sectional, where you look at the crime rates across jurisdictions
in one year, or [purely longitudinal], where you pick one city or one county
and look at it over time.
It was basically because of that class that I saw the benefit to going out and
trying to do it right. So I put together what I think is by far the largest
study that's ever been done on crime. The book has data on all 3,000-plus
counties in the U.S. over an 18-year period. And simply having that large a
data set allows you to account for hundreds of factors, thousands of factors,
that you couldn't have accounted for in those smaller data sets.
Reason:
What has been the most gratifying response to the book? Do you know of
any criminologists whose views have been changed by your research?
Lott:
Some well-known people like [University of Pennsylvania criminologist]
John DiIulio and [UCLA political scientist] James Q. Wilson have said very nice
things about the study. I think it's caused DiIulio to look at these issues
differently, and there are other criminologists I know of who have been amazed
by how strong the data are. I've done lots of empirical studies, and the
regularities that you see here, in terms of the drops in violent crimes right
after these laws go into effect, are very dramatic.
The intensity of the issue on both sides is something I wouldn't have expected
before I got into it. I've been involved in a lot of debates, and people tell
me, "You should have anticipated this before you did the study." But I've
written about 80 academic articles, and the interest in this has been so
outside the range of experiences I've had before. With the vast majority of
articles, you're happy if you can get 10 people to read it.
Reason:
The thrust of your argument in More Guns, Less Crime is easy
enough to understand. But the details of the evidence you cite are hard to
follow for anyone who is not trained in econometrics. Does it bother you that
people who support the right to keep and bear arms are apt to accept your
conclusions at face value, while those who are inclined to support gun control
will tend to reject your findings, even though few people in either group are
equipped to evaluate the evidence?
Lott:
My guess is that [my critics] assume that the vast majority of people who
hear their claims are not going to even look at the book. So they say, "Lott
didn't account for poverty." Or they say, "Lott didn't account for other types
of gun laws." Those are things that are easy to evaluate: Either I did, or I
didn't. But I think they feel that they can get away with making those claims,
because it'll be only a tiny fraction of 1 percent who will go and buy the book
or get it from the library. I've never been involved in a debate like this,
because in your normal academic debate, where there are 10 people involved and
they've all read the paper, if somebody says, "Professor X didn't account for
other gun laws," everybody else in the room would laugh, because they would
know it was an absurd claim.
I don't think that most of the comments [the critics] are making are really
that difficult to understand. One of the claims, for instance, is that I'm
assuming that when these laws are passed there will be a one-time drop in
violent crime rates, and it should be the same across all places that adopt
these laws. That's absurd. I don't know how much time I spend in the book
saying that the level of deterrence is related, according to the data, to the
probability that people are going to be able to defend themselves, and the rate
at which people get permits changes over time. When you pass these laws, not
everybody who eventually is going to get a permit does it the first day.
Fifteen years after these laws go into effect, you're still seeing an
increasing percentage of the population getting these permits and a decreasing
rate of violent crime because of the additional deterrence.
I spend lots of time in the book talking about why you don't expect the drop in
crime to be the same in all places....In more urban areas [of states with
discretionary permit laws], public officials were especially reluctant to issue
permits. So when you change to a nondiscretionary rule, the biggest increases
in permits tended to be in these urban areas, and that is where you observe the
biggest drops in violent crime.
Reason:
Your analysis shows that liberal carry permit policies are associated
with lower crime rates even after controlling for a variety of factors that
might also have an impact on crime. In the book you concede that some other
variable that you did not consider could be responsible for this association.
Yet at the end of the book, you write, "Will allowing law-abiding citizens to
carry concealed handguns save lives? The answer is yes, it will." Do statements
like that go too far?
Lott:
I don't think so. That's one of the last sentences in the book, and at
that point the evidence is pretty overwhelming. There are different types of
information, and they're all pointing in the same direction.
After these laws are adopted, you see a drop in violent crime, and it continues
over time as the percentage of the population with permits increases. If I look
at neighboring counties on either side of a state border, when one state passes
its right-to-carry law, I see a drop in violent crime in that county, but the
other county, right across the state border, in a state without a
right-to-carry law, sees an increase in its violent crime rate. You try to
control for differences in the legal system, arrest and conviction rates,
different types of laws, demographics, poverty, drug prices --all sorts of
things. You look at something like that, and I think it's pretty hard to come
up with some other explanation. I think you're seeing some criminals move
[across the state line].
You find the types of people who benefit the most from these laws. The biggest
drops in crime are among women and the elderly, who are physically weaker, and
in the high-crime, relatively poor areas where people are most vulnerable.
There are five or six things that one could point to that confirm different
parts of the theory. I haven't heard anybody come up with a story that explains
all these different pieces of evidence....Since you have all these states
changing their laws at different times, it becomes harder and harder to think
of some left-out factor that just happened to be changing in all these
different states at the same time the right-to-carry law got changed.
Reason:
A review of your book in The American Prospect claims that "his
results are skewed by the inclusion of data from tiny counties with trivial
rates of violent crime. In fact, when you consider only large counties and
exclude Florida from the sample, his case completely falls apart." How do you
respond?
Lott:
When you drop out counties with fewer than 100,000 people, if anything it
actually increases the size of the effect. What [the reviewer is] saying is
that if you not only drop out counties with fewer than 100,000 people--which is
86 percent of the counties in the sample, so it's not just a few small counties
that we're talking about--but also drop out Florida, then the changes in two of
the violent crime categories, when you're just looking at the simple
before-and-after averages, aren't statistically significant. But the results
still imply a drop, and for robberies and aggravated assaults you still get a
drop that's statistically significant.
Now, I think it's somewhat misleading to look only at the simple
before-and-after averages. Take the case where violent crime rates are rising
right up to the point when the law goes into effect and falling afterward, and
let's say it was a perfectly symmetrical inverted V. If I were to take
the average crime rate before the law goes into effect and the average
afterward, where the point of the V is when the law changed, they're
going to be the same. Does that mean the law had no impact? When you drop
Florida from the sample, [the results] look more like this inverted V
than they do when Florida is in there. So I would argue that it strengthens the
results, if what you care about is the change in direction.
In any case, the bottom line to me is this: I wanted all the data that were
available....I didn't pick and choose, and when somebody drops out 86 percent
of the counties along with Florida, you know they must have tried all sorts of
combinations. This wasn't the first obvious combination that sprang to mind.
And it's the only combination they report....If, after doing all these
gymnastics, and recording only one type of specification, dealing with
before-and-after averages that are biased against finding a benefit, they still
find only benefits, and no cost, to me that strengthens the results.
Reason:
University of Florida criminologist Gary Kleck recently told The
Salt Lake Tribune that "Lott has convincingly demonstrated there is no
substantial detriment" from "shall issue" laws. But he questioned whether these
laws could have as substantial a deterrent effect as you suggest. Kleck
provided a blurb for your book, and his work is often cited by opponents of gun
control. Why do you think he has trouble buying your conclusions?
Lott:
Gary has had a strong opinion for a long time that, on net, guns neither
reduce or increase crime. He thinks it's essentially a wash. And I'm not sure I
understand how he comes to that conclusion, particularly given the survey data
that indicate that many more violent crimes are stopped with guns than are
perpetrated with guns. But it is something that he has written and felt
strongly about for a long time. Now Gary may think that there's something else
that's being left out that maybe could explain these changes in crime rates. If
he can tell me what that factor is, I'd be happy to try to test it.
Reason:
Do you still hear the argument that you're in the pay of the gun
industry, or has that been discredited?
Lott:
I think the gun control people are going to continue to bring it up. I've
been in debates this year with people from Handgun Control Inc. and other gun
control groups in which they asserted flat-out that I've been paid by gun
makers to do this study.
Reason:
When they raise this charge, how successful are you in making the point
that people should be able to assess evidence and arguments on their merits and
that your motives don't matter?
Lott:
Well, most people aren't going to look at the data. They're not going to
have the data in front of them. The credibility of the data and the message
depends on whether or not they believe that the person who's telling them about
the data is credible. And I think the gun control groups feel that it's a win
to the extent that they even divert three minutes of a show to talking about
this issue. Even if it doesn't stick in people's minds, it's still three
minutes that I couldn't talk about something else.
Reason:
In a working paper you wrote with University of Chicago law professor
William Landes [available at papers.ssrn.com/paper.taf?abstract_id=161637], you
conclude that "shall issue" laws are especially effective at preventing mass
public shootings. Given that the people who commit these crimes seem to be
pretty unbalanced, if not suicidal, how does the deterrent work?
Lott:
Most of these attacks do end in the death of the attackers themselves,
frequently from suicide, but also because they're killed by others. But part of
what's motivating them is the desire to harm other people, and to the extent
that you can take that away from them, I think you reduce their incentive to
engage in these attacks. Whether they do it just because they intrinsically
value killing people or whether they do it because of the publicity, the fact
that there might be a citizen there who can stop them well before the police
are able to arrive takes away, in their warped minds, some of the gain from the
crime, and stops a lot of them from doing it.
Reason:
You often say, based on surveys, that Americans use guns to fend off
criminals more than 2 million times a year. But in the book, you note that
people who report incidents of armed self-defense could be mistaken or lying.
How big a problem is that, and how confident can we be that the true number is
more than 2 million?
Lott:
Well, 2 million is the average of the various surveys. Different problems
may plague different surveys, and the problems can go in both directions. You
may have questions that weed out people who shouldn't be weeded out.
Reason:
Like "Do you own a gun?"
Lott:
Or it could be you ask them "Has a crime been committed against you?"
before you ask them whether they've used a gun defensively.
Reason:
And they might not consider it a crime if it wasn't completed?
Lott:
Right. And so, we have errors that can exist on both sides....But that's
the only type of evidence that we have on this....The most striking thing to me
is the comparison between the results from these surveys and [survey data on]
the number of violent crimes that are committed with guns each year. You see
many more crimes that are averted by people who defend themselves with guns. I
think that difference--even though both sets of numbers can be tainted for all
the same reasons--is what's striking.
Reason:
You say that resistance with a gun is the safest option when confronted
by a criminal. What's the basis for that conclusion?
Lott:
You hear claims from time to time that people should behave passively
when they're confronted by a criminal. And if you push people on that, they'll
refer to something called the National Crime Victimization Survey, a government
project that surveys about 50,000 households each year. If you compare passive
behavior to all forms of active resistance lumped together, passive behavior is
indeed slightly safer than active resistance. But that's very misleading,
because under the heading of active resistance you're lumping together things
like using your fist, yelling and screaming, running away, using Mace, a
baseball bat, a knife, or a gun. Some of those actions are indeed much more
dangerous than passive behavior. But some are much safer.
For a woman, for example, by far the most dangerous course of action to take
when she's confronted by a criminal is to use her fists. The reason is pretty
simple: You're almost always talking about a male criminal doing the attacking,
so in the case of a female victim there's a large strength differential. And
for a woman to use her fists is very likely to result in a physical response
from the attacker and a high probability of serious injury or death to the
woman. For women, by far the safest course of action is to have a gun. A woman
who behaves passively is 2.5 times as likely to end up being seriously injured
as a woman who has a gun.
Reason:
Why does the mainstream press seem to downplay the value of armed
self-defense?
Lott:
One question is, Why don't they report people using guns defensively? If
I have two stories, one where there's a dead body on the ground vs. another
where, say, a woman has brandished a gun and a would-be rapist or murderer has
run away, with no shots fired and no dead body on the ground, it's pretty
obvious to me which one of those is going to be considered more newsworthy. It
doesn't require any conspiracy. Now if we care about policy, if we care about
what types of actions are going to save the most lives, or prevent the most
crimes, we want to look at both of those cases: not only the newsworthy bad
events but the bad events that never become newsworthy because they don't
occur.
But I don't think that explains everything. One example is gun deaths involving
children. My guess is that if you go out and ask people, how many gun deaths
involve children under age 5, or under age 10, in the United States, they're
going to say thousands. When you tell them that in 1996 there were 17 gun
deaths for children under age 5 in the United States and 44 for children under
age 10, they're just astounded. There's a reason why they believe these deaths
occur much more frequently: If you have a gun death in the home involving a
child under age 5, you're going to get national news coverage. Five times more
children drown in bathtubs; more than twice as many drown in five-gallon water
buckets around the home. But those deaths do not get national news coverage.
This type of news coverage has consequences, because it affects people's
perceptions of the benefits and costs of having guns around. Concentrating on
gun deaths in the home, exaggerating the risks of that, creates a false
impression. People are going to die because of that false impression. They're
not going to have guns in the home, even though that's by far the safest course
of action for them to take when they're confronted by a criminal. You may
prevent some of the accidental deaths, but you're going to create other types
of deaths because people won't be able to defend themselves.
I think the debate would be so different now if, even once in a while, some of
the life-saving uses of guns got some attention in the news. A couple of the
public school shootings were stopped by citizens armed with guns well before
the police were able to arrive. Or take the case of the day trader shooting in
Atlanta, which got huge attention. Within 10 days after that, there were three
separate attacks in the Atlanta area that were stopped by citizens with guns,
in two cases permitted concealed handguns. They got no attention outside of the
local media market.
Reason:
You've said that if Chicago Mayor Richard Daley, who filed one of the
first city-sponsored gun lawsuits, really believes guns are so bad, he ought to
take them away from his bodyguards. Explain that comment.
Lott:
Daley has been arguing that there's no benefit from owning guns. Yet he
has a whole set of full-time bodyguards following him every place he goes. He
won't even think about visiting some of the more dangerous areas in Chicago
without his bodyguards. But there are poor people who have to live in those
areas, who live there at great risk, and he's not willing to let them own guns
in order to protect themselves....I view it as very hypocritical, that Daley
can understand the defensive benefits of guns when it comes to himself, but
he's not willing to afford that same level of protection to the poorest, most
vulnerable people in his city.
Reason:
You've pointed out that somebody who gets turned down for a gun
purchase after a background check may simply get the gun by other means. That's
a legitimate point, but don't you also have to consider the possibility that
people are deterred from even trying to get a gun because they know there's
going to be a background check and they know they won't pass it?
Lott:
They may just try to get it the illegal way to begin with. Personally, I
don't believe the claims that the Clinton administration makes about the number
of people who are stopped from buying a gun. My guess is that to the extent
that people are stopped, the vast majority of them are people who may
have something on their record from 30 years ago, and they don't realize that
it prevents them from buying a gun. These are people who may pose no risk to
anybody. In fact, that's one of the reasons why I think there's such a low
prosecution rate of those people.
Reason:
The feds say they don't have the resources to prosecute.
Lott:
I don't think that's it at all. I think you have prosecutorial
discretion. I think that you have a case where somebody who's 50 years old may
have done something as an 18-year-old that was wrong. The prosecutor looks at
it and says, "This guy has been an upstanding member of the community for 30
years, and he had this one run-in as a teenager. We don't really think that he
intended to violate the law. We're not going to send the guy to jail for doing
this."
Reason:
The National Rifle Association criticizes the Justice Department for
not prosecuting enough of these cases.
Lott:
I think that's a mistake. They're also talking about prosecuting cases
where guns were brought onto school property. My guess is that a prosecutor
would bend over backwards to bring a case against a juvenile who had brought a
gun onto school property. He doesn't want to not bring the case and then have
something bad happen later on. That would be disastrous for his career.
But let's say a kid's gone hunting in the morning before school. He has the gun
in the trunk of his car, parks it in the school parking lot, and goes into
school. Somebody finds out that he has a gun there. The prosecutor looks at the
case and says, "This is a good kid, never done anything wrong. He probably just
didn't realize he shouldn't have done this. Do I really want to send this kid
to jail for three years for this type of violation?" It's wrong to think that
these prosecutors are making the types of mistakes that are being assumed.
Reason:
You've criticized the NRA for doing a poor job of making its case. What
should it be doing differently?
Lott:
My biggest complaint with the NRA is that they're too defensive. It seems
to me that some of the [mass shootings] that have occurred are a result of gun
laws that are already on the books. Rather than talking about what new law
should be put in place, we should ask to what extent have well-intentioned laws
in the past caused us to get to point where we are right now.
It's only been since the end of 1995 that we've banned guns within 1,000 feet
of schools by federal law. Right after the Columbine attack, a friend of mine
dropped off his kids at a public school in Seattle, and he e-mailed me
afterward, because there was a big sign in front of the school that said, "This
is a gun-free zone." The question I had was, if I put a sign like that in front
of my home, would I think that people who are intent on attacking my home would
be less likely, or more likely, to harm my children and my wife? You may be
trying to create a safe area for your family, but what you've ended up
accidentally doing is creating a safe zone for [criminals], because they have
less to worry about.
The thing that I'd like to see the NRA try to do is to say, when attacks occur,
since we can't have the police every place all the time, why not let these
people defend themselves? The people who get permits for concealed handguns
tend to be extremely law-abiding. They've never done one of these attacks in
the 70 years that we've had these types of permits. When these people lose
their permits, and it's only a tiny fraction of 1 percent who do, it's usually
for reasons that have nothing to do with posing a threat to other people. Laws
[like the Gun-Free School Zones Act] are obeyed by honest, law-abiding
citizens, not by people who are intent on carrying out attacks. And to the
extent that you disarm the law-abiding citizens in certain areas, you increase
the probability of these attacks, which perversely leads to calls for more
regulations.
Another example is gun locks. If I were with the NRA, I would emphasize the
cost of constantly talking about this issue. You're actually endangering
people's lives, for two reasons. One, you're exaggerating in their minds the
risks of having guns in the home. And two, I would say it's not in everybody's
interest to have a lock on their gun. If you live in a safe area and maybe have
young kids, that might be fine. But if you live in a city, even if you have
kids, I don't think it's really the wisest thing to have the gun locked up,
because you're not going to be able to quickly access it to defend your family.
And when you compare probabilities, accidental gun deaths in the home are
trivial compared to the rate at which other types of deaths occur from crimes
where innocent victims are attacked and a gun would benefit them.
Reason:
Some advocates of gun rights base their claims mainly on the Second
Amendment, while others offer a more utilitarian argument. Which approach is
more effective?
Lott:
I understand the constitutional arguments, but I think for the vast
majority of people the bottom line is whether the presence of guns, on net,
saves lives or costs lives. They may be able to understand in the abstract that
having guns owned by civilians is some type of restraint on government, but I
don't think most of them view that as a problem that they're facing any time
soon. For them the bottom line is, What will save lives? And so I think that's
where you have to argue.
To Purchase: More Guns, Less Crime By: John Lott, Jr.
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